6th February 2020
Rachel Barnes and Ryan Dowding on account freezing and forfeiture orders
Rachel Barnes and Ryan Dowding's article in Archbold Review considers the rise in POCA Account Freezing Orders and...
Three Raymond Buildings is a leading set for advice and representation in financial services crime and regulation.
Members of Chambers provide advice to regulated persons, to other City professionals and to the Financial Conduct Authority at all stages and across a wide range of topics. Recent examples include advice for approved persons on the scope of their notification requirements, advice on the reporting obligations of authorised firms, advice for Money Laundering Reporting Officers on SARs and strategic advice to a global bank on AML and control system issues.
Our reputation in the field of financial crime means that we have been instructed on some of the leading cases involving the FCA and its predecessors, both for the Authority itself and for individuals/corporates who are the subject of investigation or enforcement action, across the range of FSMA and Financial Services Act offences, in respect of matters such as the alleged LIBOR, EURIBOR and FOREX irregularities and in many of the FCA’s most contentious insider dealing cases.
Members of Chambers have the benefit of longstanding experience in financial regulatory proceedings involving the FCA and its predecessors and before similar bodies, including the Financial Reporting Council and Pensions Regulator. We appear before the Regulatory Decisions Committee instructed by entities, individuals and the FCA. Examples of our recent experience include acting for the FCA in the RDC in relation to LIBOR, challenging a Supervisory Notice under the Payment Service and the Electronic Money Regulations, and acting for a non-regulated person facing allegations of market manipulation. We also have experience of advising in respect of the making of complaints against the FCA to the Financial Regulators Complaints Commissioner.
Junior members of Chambers have undertaken secondments within various teams in the Enforcement and Market Oversight division.
To find the right financial services barrister, and to discuss any possible instructions, please contact our clerks on +44 (0)20 7400 6400 or email clerks@3rblaw.com.
Insider dealing, for the FCA and for the defence
Insider dealing, for the FCA and for the defence
First prosecution by the FCA in relation to a destruction of documents offence under FSMA 2000, for the FCA and for the defence Operation Cotton Acting pro bono in stay proceedings
On behalf of the FCA, SFO and individuals, in regulatory and criminal matters
Advising the FCA on prosecution for perverting the course of justice in the context of civil proceedings
Appearing for a Payment Service Provider Company before the RDC re non-disclosure allegations Advising a global bank in relation to AML and systems & controls issues
Financial Reporting Council investigation into elite CEO and CFO for alleged accountancy misconduct
German national charged by the FSA with insider dealing at Mizuho Bank
“Three Raymond Buildings boasts an excellent reputation for its expertise spanning the full range of financial crime matters.” Chambers UK 2021
“Amongst the handful of go-to sets for fraud and financial crime, with unparalleled strength in depth.” Legal 500 2021
“A highly respected chambers with enviable expertise across the full spectrum of financial crime work.” Chambers UK 2020
“The best set for business crime.” Legal 500 2020
| Address | 3 Raymond Buildings, Gray’s Inn, London WC1R 5BH |
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| DX | 237 LDE |
| Opening hours | 08:30 – 18:30 |
| Telephone | +44 (0)20 7400 6400 |
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| clerks@3rblaw.com | |
| Senior clerk | Eddie Holland |
